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Compliance Officer
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Not Disclosed
Salary: Salary plus Bonus
|
Conshohocken, PA, 19428 |
28 Aug |
| The Compliance Officer will support the Chief Compliance Officer, having primary responsibility for the compliance administra... |
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Account Support Executive
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Macquarie Holdings
Salary: Excellent compensation fo...
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New York City, NY |
28 Aug |
| As a result of growth, we are currently seeking an account support executive in the New York office. |
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Mandatory Corporate Actions Associate
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Morgan Stanley
Salary: not disclosed
|
USA-NJ-Jersey City |
28 Aug |
| See job description below |
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Vice President, Hedge Fund Compliance Officer
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Morgan Stanley
Salary: not disclosed
|
USA-CT-Greenwich |
28 Aug |
| See job description below |
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PWM Senior Compliance Officer
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Morgan Stanley
Salary: not disclosed
|
USA-NY-White Plains |
28 Aug |
| See job description below |
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Commodity Compliance Coverage
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Morgan Stanley
Salary: not disclosed
|
USA-NY-White Plains |
28 Aug |
| See job description below |
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Senior Commodity Compliance Coverage - Oil Liquids
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-White Plains |
28 Aug |
| See job description below |
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Compliance Officer
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Robert Half International
Salary: $65,000-$90,000 and incen...
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Lisle, IL, 60532 |
27 Aug |
| Our client, being a privately-held financial services company, has the ability to offer unique investment solutions for finan... |
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Compliance Associate
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Not Disclosed
Salary: Market Rate
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San Francisco, CA, 94105 |
27 Aug |
| The primary responsibility of the Compliance position is to ensure that MCM is in compliance with the rules and regulations o... |
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Compliance Manager
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Legend Global Search, Inc...
Salary: $140 + 20% Bonus
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New York, NY, 10036 |
27 Aug |
| Compliance Manager - Banking, IT |
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Legal and Regulatory Counsel
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Pacific Alternative Asset...
Salary: Competitive Base Salary +...
|
Irvine, CA, 92612 |
27 Aug |
| Leading West Coast-based fund of hedge funds seeks addition to its legal team. |
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Sr. Compliance Officer, Risk Management and Training Development (R5224)
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Barker & Gilmore, LLC
Salary: Base & Bonus
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New York, NY |
27 Aug |
| Our client, a Fortune 200 company, has exclusively engaged our firm to identify a Senior Compliance Officer for Risk Manageme... |
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Senior Compliance Analyst
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Not Disclosed
Salary: Commensurate with experie...
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New York City, NY |
27 Aug |
| An investment bank in NYC has an opportunity for a Senior Compliance Analyst with investment advisory experience. |
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Audit and Transaction Services - USA!
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Global Ambition
Salary: EUR70000 - EUR120000 per...
|
USA-NY-New York City |
27 Aug |
| Are you an Australian citizen and Accountant looking for an incredible overseas adventure? Read on to find out why YOU are th... |
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Senior Compliance Officer
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Metropolitan West Asset M...
Salary: Competitive
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Los Angeles, CA |
26 Aug |
| The Senior Compliance Officer assists the Chief Compliance Officer (CCO) in monitoring activities related to two investment a... |
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Attorney with Hedge Fund Formation & Investment Management Experience
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The Boldon Group
Salary: Excellent
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San Francisco, CA, 94101 |
26 Aug |
| Our client is seeking an attorney with at least four and no more than seven years experience in all aspects of the fund manag... |
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Sr. Compliance Analyst
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Highland Capital Manageme...
Salary: market
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Dallas, TX, 75240 |
26 Aug |
| Top Hedge Fund seeks experienced compliance candidate to join legal/compliance team |
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Compliance Analyst
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BNY Mellon Asset Manageme...
Salary: DOE
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New York, NY, 10166 |
26 Aug |
| Assisting in administering the Compliance Program for Dreyfus and MBSC (investment advisers). Design and perform testing on a... |
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Compliance Officer, Investment Management
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Not Disclosed
Salary: Base plus bonus
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New York, NY, 10003 |
26 Aug |
| Our client is a very highly respected Investment Management Arm of a leading Investment Bank. We have an urgent need for a C... |
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Compliance (Sales and Marketing) - Broker Dealer
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Not Disclosed
Salary: The salary on offer is at...
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Boston, MA, 02110 |
26 Aug |
| Our client requires a Manager of Broker Dealer Compliance, with primary focus on the review of Sales and Marketing materials.... |
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Equities Trade Compliance Officer
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Michael Page
Salary: 100,000 - 150,000
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Manhattan, NY, 10174 |
25 Aug |
| Leading New York City Broker-Dealer is looking to add a mid to senior level expert in equities trade compliance. The ideal ca... |
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Junior Compliance Officer
|
Not Disclosed
Salary: 80,000 - 150,000
|
New York, NY, 10174 |
25 Aug |
| Our compliance associates assist with the organization, administration and enforcement of the company’s compliance program.... |
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Deputy Compliance Officer
|
Not Disclosed
Salary: 200,000 - 400,000
|
New York, NY, 10174 |
25 Aug |
| Top Hedge Fund in New York City is searching for a seasoned compliance officer to join the legal/compliance group. The role w... |
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Enterprise Account Document Manager
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Michael Page
Salary: 200,000 - 500,000
|
Manhattan, NY, 10174 |
25 Aug |
| Senior IT, Legal or Compliance professional with significant experience in document/records management related legal and regu... |
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Asset Management Compliance Officer
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Michael Page
Salary: 100,000 - 150,000
|
New York, NY, 10174 |
25 Aug |
| York City Asset Manager is looking to add mid level compliance officer with 4-6 years plus handling Investment Advisor compl... |
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Manager of Compliance Control Room
|
Not Disclosed
Salary: $130,000 - $230,000
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USA-NY-New York City |
25 Aug |
| The Control Room Manager will work closely with the firm's Chief Compliance Officer and other compliance professionals to mai... |
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Chief Compliance Officer
|
Not Disclosed
Salary: 250,000 - 600,000
|
Manhattan, NY, 10174 |
25 Aug |
| Multi billion dollar asset manager is looking for a Chief Compliance Officer. The candidate must have 10-15 years of 40 Act A... |
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Compliance Officer - Investment Guidelines and Restrictions
|
Legend Global Search, Inc...
Salary: $70K - $90K
|
New York, NY, 10036 |
25 Aug |
| Compliance - Investment Guidelines and Restrictions - Asset Management Firm |
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|
Senior AML Officer - Seattle, Washington
|
Legend Global Search, Inc...
Salary: $150K - $180K
|
Seattle, WA |
25 Aug |
| Senior AML Officer - Bank - Seattle, WA |
|
|
Hedge Fund Compliance Associates
|
Not Disclosed
Salary: Up to $200,000 all in
|
USA-NY-New York City |
25 Aug |
| Top 100 Hedge Fund Seeks Experienced Compliance Associates and Analysts for growing department. Prior Buy-Side compliance exp... |
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